Tel: 08456 12 12 11
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FSA Changing its Tone and Behaviour

FSA is changing its tone and behaviour and all regulated firms and Approved Persons are well advised to understand the implications of this.

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Contact Details

IFAct Services Limited,
Connect House,
Kingston Road,
Leatherhead,
Surrey,
KT22 7LT.

Tel: +44 (0)8456 121 211
Fax: +44 (0)1372 365036
E-mail: admin@ifact.co.uk

QBE Newsletter to 11th September 2009
Subject: QBE Newsletter to 11th September 2009
Send date: 0000-00-00 00:00:00
Issue #: 2
Content:
Dear [FIRSTNAME],

After a number of weeks with little to report, this week’s Newsletter contains items of interest for all sectors.

The usual rash of disciplinary actions, but a first is a court action against a mortgage broker for a change of control offence with a fine imposed against the new owner.

‘On the grapevine’ second article page 3 is about how firms can select a good compliance consultancy which is well worth a read but, of course, you would expect us to say that.

All firms need to read the Financial Crime Newsletter which is well presented and it allows firms to stay informed as to current criminal activity as a means of self-protection of firms against what can be quite sophisticated financial criminals.

If we can help with this or any other regulatory matter, please remember your helpline 08456 121211 or email admin@ifact.co.uk for a without obligation conversation.


Kind regards

John Derry-Collins
FInst SM AMITD Fcol MInstD MIoD
Director
IFAct Services Ltd
Tel. No. 08456 121 211

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QBE Insurance (Europe) Limited “QIE” (No. 1761561) is authorised and regulated by the Financial Services Authority. Ensign is a trading name of QIE. Limit Underwriting Limited “LUL” (No. 1035198) is a managing agent for Syndicates at Lloyd’s and is authorised and regulated by the Financial Services Authority. DA Constable Syndicate Limited (No. 2262145) and Limit Technology & Commercial Underwriting Limited “LTCUL” (No. 3515409) are appointed representatives of LUL. Icon Insurance and Praemunio are trading names of LTCUL. QBE Management (UK) Limited (No. 3153567) is a service company and QBE International Holdings (UK) PLC (No. 2641728) is the holding company for QBE European Operations, a division of the QBE Insurance Group. The above companies are registered in England and Wales at Plantation Place, 30 Fenchurch Street, London EC3M 3BD. QBE Reinsurance (Europe) Limited (No. 53272) is registered in the Republic of Ireland at St. Stephen's Green House, Earlsfort Terrace, Dublin 2.

CONFIDENTIALITY NOTICE
This e-mail is intended only for the addressee named above. As this e-mail may contain confidential or privileged information, if you are not the named addressee or the person responsible for delivering the message to the named addressee, please telephone us immediately on +44 (0)20 7105 4000.

Visit our website at
http://www.QBE.com/


Attached files: QBE-News-110909.pdf

Regulatory Compliance Consultants, from Insurance Intermediaries to Retail Banking

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Registered Office: IFAct Services Ltd, Connect House, Kingston Road, Leatherhead, Surrey, KT22 7LT
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