Tel: 08456 12 12 11
Specialised Regulatory Compliance Consultants

Latest News

FSA Changing its Tone and Behaviour

FSA is changing its tone and behaviour and all regulated firms and Approved Persons are well advised to understand the implications of this.

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Contact Details

IFAct Services Limited,
Connect House,
Kingston Road,
Leatherhead,
Surrey,
KT22 7LT.

Tel: +44 (0)8456 121 211
Fax: +44 (0)1372 365036
E-mail: admin@ifact.co.uk

Networks

- Strategic Planning and Setting up a Network
- Recruiting and Selecting ARs
- Introducer Appointed Representatives
- Monitoring Compliance across a Network
- Auditing ARs
- AR Agreements & other essential documentation
- Network Training & Development for Principles and Advisors
- Compliance Monitoring
- RMAR for a Network IFAct has set up a number of networks for IFAs and Mortgage Brokers, none of which have been criticised by any regulator.

Two other networks that had to undertake remedial action following a regulatory intervention turned to IFAct and in both cases the firms were turned round from facing suspension to routine monitoring and no disciplinary action.

Appointed Representatives can be a very profitable exercise if the regulatory risk is controlled by creative compliance solutions.

Regulatory Compliance Consultants, from Insurance Intermediaries to Retail Banking

Our website is designed to provide you with information about us and the services we offer related to FSA, financial regulations and compliance.  However, you are likely to have more questions about how IFAct Services Ltd can help you with your own needs, so please feel free to contact us on the telephone number above or email us directly.

Financial Regulation Compliance Management FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Compliance Auditing
Banking Compliance
FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Registered Office: IFAct Services Ltd, Connect House, Kingston Road, Leatherhead, Surrey, KT22 7LT
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