Tel: 08456 12 12 11
Specialised Regulatory Compliance Consultants

Latest News

FSA Changing its Tone and Behaviour

FSA is changing its tone and behaviour and all regulated firms and Approved Persons are well advised to understand the implications of this.

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Contact Details

IFAct Services Limited,
Connect House,
Kingston Road,
Leatherhead,
Surrey,
KT22 7LT.

Tel: +44 (0)8456 121 211
Fax: +44 (0)1372 365036
E-mail: admin@ifact.co.uk

FSA Regulatory Consulting

Regulatory Updates

All authorised firms need to keep up to date with regulatory news and changes to guidance and rules. In theory this is a full time job.

The IFAct update service emails you a brief synopsis of that which you need to be aware of plus the source for further information. We cover the important information from the FSA, Bank of England, Trade Press and Trade Bodies, EEA news and important speakers.

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Ongoing Compliance Services

- Full Compliance Officer Service
- Healthchecks
- File Audits
- Fit and Proper Assessment Review
- Annual Competence Assessment Review

Compliance is an ongoing process NOT a one-off event.

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RMAR Reporting & Audits

Your Relationship with the FSA
The vast majority of firms need to be capable of establishing a harmonious and remote relationship with the FSA and providing that they can evidence their compliant behaviour using an accurate and timely Retail Mediation Activity Return (RMAR), this objective should be achieved.This is a fundamental requirement for Senior Management Systems and Controls (SYSC).To provide comfort and peace of mind to firms’ senior management teams, in particular, the Apportionment and Oversight Officer (CF8), IFAct are offering a RMAR compliance service.

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Skilled Person Implants

The FSA’s application process is very robust and they do require firms to have the requisite knowledge, skills and experience before they are granted Permissions. In many cases the firms have the ability but cannot prove a track record of either their Compliance Officer, Money Laundering Reporting Officer or sometimes the advisory roles so our Team of Consultants can be of service to bridge these gaps.

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Regulatory Compliance Consultants, from Insurance Intermediaries to Retail Banking

Our website is designed to provide you with information about us and the services we offer related to FSA, financial regulations and compliance.  However, you are likely to have more questions about how IFAct Services Ltd can help you with your own needs, so please feel free to contact us on the telephone number above or email us directly.

Financial Regulation Compliance Management FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Compliance Auditing
Banking Compliance
FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Registered Office: IFAct Services Ltd, Connect House, Kingston Road, Leatherhead, Surrey, KT22 7LT
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